悉尼,2025年12月17日电 - Fiducian Group Limited (ASX: FID) 今日向市场更新,其子公司 Fiducian Investment Management Services Limited (FIMS) 已就澳大利亚证券和投资委员会 (ASIC) 提起的民事诉讼正式提交抗辩。此举标志着该公司在应对监管指控方面进入了新的阶段。
ASIC 的指控核心涉及 Fiducian Diversified Social Aspirations Fund,指控 FIMS 作为该基金的责任实体(负责管理一个投资计划的法律实体),其发布的产品披露 statement(一份向投资者提供的、详细说明金融产品关键信息的法律文件) 中包含误导性陈述。
此外,ASIC 还指控 FIMS 未能遵守基金的合规计划,并且在履行其职责时未能表现出应有的谨慎和勤勉。 此次法律行动是继今年10月3日 Fiducian 首次披露 ASIC 已提起诉讼后的最新进展。尽管本次公告未披露具体的财务数据,但此类监管行动通常会对公司的声誉造成潜在影响,并可能产生不菲的法律费用和潜在的罚款。对于一家金融服务公司而言,监管合规和投资者信任是其业务基石,此案的结果可能对 Fiducian 的市场地位和未来业绩产生深远影响。
Fiducian 在声明中表示,公司将根据其披露义务,及时向市场通报案件的任何重大进展。公司管理层目前正积极应对此次法律挑战,并致力于维护公司及其客户的利益。投资者和市场分析师将密切关注此案的后续发展,以评估其对 Fiducian 集团整体运营和财务健康状况的潜在风险。
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